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Current Employers
Cape Investment Advisory, Inc.

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-16
GA RA APPROVED 2018-04-02
  • NC RA
    APPROVED
    Since 2021-03-16
  • GA RA
    APPROVED
    Since 2018-04-02

Branch Locations

1600 Pennsylvania Ave., Mcdonough, GA 30253 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Solutions Financial Services, Inc. Stockbridge GA 12/2017 Present
Md Planning Group, Llc Atlanta GA 06/2005 Present
Cape Securities, Inc. Mcdonough GA 01/2013 Present
Cape Investment Advisory, Inc. Mcdonough GA 01/2013 Present
Fiduciary Solutions Insurance Agency, Llc Stockbridge GA 11/2008 Present
Global Investment Advisory Llc Stockbridge GA 07/2020 Present
Fiduciary Solutions, Llc Roseville CA 08/2008 06/2020
Kaqun Capital Advisors, Llc Stockbridge GA 01/2019 09/2021
Veracor Management, Llc Stockbridge GA 07/2019 Present
Optical Technologies, Inc. Stockbridge GA 12/2019 08/2021
Veracor Services, Llc Stockbridge GA 01/2020 Present
Vitaquant, Inc. Stockbridge GA 01/2020 Present
Healthcare Preference Group, Inc. Stockbridge GA 04/2020 Present
Scn4All Llc Stockbridge GA 05/2020 Present
Veracor Financial Llc Stockbridge GA 10/2020 03/2022
Veracor Holdings Inc. Stockbridge GA 08/2019 Present
Veracor Capital Group Lp Stockbrodge GA 05/2020 Present
Veracor Capital Advisors Llc Stockbridge GA 08/2019 Present
E-Med4All Usa Llc Stockbridge GA 03/2022 Present
Working Warriors Llc Stockbridge GA 12/2021 Present
Pathfinder Global Financial Services, Llc Stockbridge GA 09/2020 Present
Patriot Arms Usa Inc Stockbridge GA 09/2020 Present
American Global Wealth Management Mcdonough GA 02/2026 Present
  • 12/2017 → Present
    Fiduciary Solutions Financial Services, Inc.
    Stockbridge, GA
  • 06/2005 → Present
    Md Planning Group, Llc
    Atlanta, GA
  • 01/2013 → Present
    Cape Securities, Inc.
    Mcdonough, GA
  • 01/2013 → Present
    Mcdonough, GA
  • 11/2008 → Present
    Fiduciary Solutions Insurance Agency, Llc
    Stockbridge, GA
  • 07/2020 → Present
    Global Investment Advisory Llc
    Stockbridge, GA
  • 08/2008 → 06/2020
    Fiduciary Solutions, Llc
    Roseville, CA
  • 01/2019 → 09/2021
    Kaqun Capital Advisors, Llc
    Stockbridge, GA
  • 07/2019 → Present
    Veracor Management, Llc
    Stockbridge, GA
  • 12/2019 → 08/2021
    Optical Technologies, Inc.
    Stockbridge, GA
  • 01/2020 → Present
    Veracor Services, Llc
    Stockbridge, GA
  • 01/2020 → Present
    Vitaquant, Inc.
    Stockbridge, GA
  • 04/2020 → Present
    Healthcare Preference Group, Inc.
    Stockbridge, GA
  • 05/2020 → Present
    Scn4All Llc
    Stockbridge, GA
  • 10/2020 → 03/2022
    Veracor Financial Llc
    Stockbridge, GA
  • 08/2019 → Present
    Veracor Holdings Inc.
    Stockbridge, GA
  • 05/2020 → Present
    Veracor Capital Group Lp
    Stockbrodge, GA
  • 08/2019 → Present
    Veracor Capital Advisors Llc
    Stockbridge, GA
  • 03/2022 → Present
    E-Med4All Usa Llc
    Stockbridge, GA
  • 12/2021 → Present
    Working Warriors Llc
    Stockbridge, GA
  • 09/2020 → Present
    Pathfinder Global Financial Services, Llc
    Stockbridge, GA
  • 09/2020 → Present
    Patriot Arms Usa Inc
    Stockbridge, GA
  • 02/2026 → Present
    American Global Wealth Management
    Mcdonough, GA
Previous Registrations
  • 2020-11-16 → 2024-09-06
    Stockbridge, GA
  • 2019-04-30 → 2020-07-02
    Fiduciary Solutions, Llc
    Roseville, CA
  • 2014-08-14 → 2017-12-31
    Fiduciary Solutions, Llc
    Roseville, CA
  • 2013-01-16 → 2016-12-31
    Atlanta, GA
    Mcdonough, GA
    Stockbridge, GA
    Stockbridge, GA
  • 2010-09-14 → 2014-03-14
    Beacon Group Services, Llc
    Atlanta, GA
    Atlanta, GA
  • 2013-04-29 → 2013-11-26
    Vortex Advisory Services, Llc
    Atlanta, GA
    Atlanta, GA
  • 2009-01-27 → 2013-11-20
    Fiduciary Solutions, Llc
    Roseville, CA
  • 2012-03-22 → 2012-11-30
    Advanced Asset Trading, Inc
    Memphis, TN
    Memphis, TN
    Atlanta, GA
  • 2012-05-30 → 2012-05-31
    Hegemon Investment Advisors, Llc
    Atlanta, GA
  • 2011-07-13 → 2012-02-22
    Schaumburg, IL
  • 2011-02-08 → 2011-06-23
    Girard Securities, Inc.
    San Diego, CA
    Atlanta, GA
    Chattanooga, TN
    Aurora, CO
    Colorado Springs, CO
    Toms River, NJ
    Pensacola, FL
    Toms River, NJ
  • 2007-01-16 → 2011-02-11
    Qa3 Financial Llc
    Atlanta, GA
    Omaha, NE
  • 2003-02-19 → 2006-12-31
    Concourse Financial Group Securities, Inc.
    Atlanta, GA
Other Businesses

1) UBS SOLICITOR: DECLINING SOLICITOR FEES MR. REDFEARN EARNED WHILE EMPLOYED AT MAG MUTUAL FROM 1996-2005; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS. 2) CENTRAL TEXAS COLLEGE: ADJUNCT FACULTY TEACHING UNDERGRADUATE COURSES WITHIN THE BUSINESS DEPARTMENT; NON-INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS. 3) MAG MUTUAL FINANCIAL SERVICES: DECLINING TRAIL AND RENEWAL COMMISSIONS MR. REDFEARN EARNED WHILE EMPLOYED FROM 1996-2005; INVESTMENT RELATED; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-06
S63 Uniform Securities Agent State Law Examination 1996-08-12
  • S65 Uniform Investment Adviser Law Examination
    1998-04-06
  • S63 Uniform Securities Agent State Law Examination
    1996-08-12
Designations
Other Names
  • John Earle Redfearn

View on SEC IAPD

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