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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services Inc | Ft Worth | TX | 01/2006 | 08/2021 |
| Charles Schwab & Co., Inc. | Westlake | TX | 08/2021 | Present |
1) Stephen Tapp Art | Investment Related:No|2932 Gumwood Park|Richland Hills|TX|76118|USA|Other|Owner/Artist|3/1/2009|Less than 20|0|Self-employed fine artist. I rarely but may occasionally sell a painting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-15 |
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