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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| CT | RA | APPROVED | 2021-08-16 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
Darien, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2016 | 07/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | 07/2021 |
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 07/2021 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 07/2021 | Present |
| Paris Llc | Darien | CT | 02/2023 | Present |
Entity Name: Paris LLC Investment related: No "Address: 3 Alpine lane Darien, CT 06820 ** which is our home address **" Nature of the other business: Tutoring Services Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: 1. Form: Sole proprietor LLC without a separate EIN - using my SS#. 2. Purpose: to have a stand alone accounting 3. Nature of the business: giving private lessons in French (my mother tongue) to middle/high school students in Fairfield County 4. No connection to my JPM role "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-05 |
| S66 | Uniform Combined State Law Examination | 2014-04-10 |
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