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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-01
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2023-02-01
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

624 S Main St 2Nd Floor, Templeton , CA 93465 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bakersfield CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bakersfield CA 11/2016 Present
Previous Registrations
  • 2005-12-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Paso Robles, CA
    San Luis Obispo, CA
    San Luis Obispo, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2003-10-30 → 2005-11-29
    Bakersfield, CA
  • 2001-05-15 → 2003-10-14
    Wells Fargo Investments, Llc
    Bakersfield, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-29
S65 Uniform Investment Adviser Law Examination 1996-08-29
  • S63 Uniform Securities Agent State Law Examination
    1996-08-29
  • S65 Uniform Investment Adviser Law Examination
    1996-08-29
Other Names
  • Shelley Winchester
  • Shelley Louise Johnson

View on SEC IAPD

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