Judy Ann March

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1981 → Present
  Judy A. March, P.C.
  Houston, TX
• 09/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1)NAME OF OTHER BUSINESS: JUDY A MARCH PC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX & ACCOUNTING SERVICES ; START DATE: 01/1981 POSITION/TITLE/RELATIONSHIP: OWNER / CPA APX NUMBER OF HOURS PER WEEK: 35-60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX & ACCOUNTING SERVICES. LIMITED POWER OF ATTORNEY FOR IRS & OTHER TAX MATTERS 2) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: POA FOR CPA SERVICES, START DATE: 06/2022, POSITION/TITLE/RELATIONSHIP: CPA, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BILL PAYING, AS POA, FOR OFFSHORE CLIENT OF CPA FIRM;

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-06

Designations

• Certified Financial Planner

Other Names

• Judy Ann Neman