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Shehzad Daud Khan

Ameriprise Financial Services, LLC

Houston, TX

Houston, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2009-10-05

Branch Locations

1300 Hercules Ave Ste 205, Houston, TX 77058 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Friendswood TX 10/2009 03/2020
Ameriprise Financial Services, Inc. Houston TX 10/2009 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Friendswood, TX
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Houston, TX
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Houston, TX
Previous Registrations
  • 2003-06-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Friendswood, TX
    Houston, TX
  • 2003-03-07 → 2003-07-09
    Choreo, Llc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-07
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    2000-12-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09

View on SEC IAPD

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