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Brian Dale Mccleave

Fisher Investments

Delaware, OH

Plano, TX

CRD 2770965

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-08-14
TX RA APPROVED 2024-08-13
  • OH RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

Delaware, OH • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services,Llc Hartford CT 07/2005 04/2022
Prudential Insurance Company Of America Hartford CT 07/2005 04/2022
Gwfs Equities, Inc. Greenwood Village CO 04/2022 03/2024
Fisher Investments Plano TX 08/2024 Present
N/A Dealware OH 04/2024 07/2024
  • 07/2005 → 04/2022
    Prudential Investment Management Services,Llc
    Hartford, CT
  • 07/2005 → 04/2022
    Prudential Insurance Company Of America
    Hartford, CT
  • 04/2022 → 03/2024
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 08/2024 → Present
    Fisher Investments
    Plano, TX
  • 04/2024 → 07/2024
    N/A
    Dealware, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-20
S63 Uniform Securities Agent State Law Examination 2006-01-20
  • S65 Uniform Investment Adviser Law Examination
    2024-07-20
  • S63 Uniform Securities Agent State Law Examination
    2006-01-20
Other Names
  • Brian Dale Mccleave

View on SEC IAPD

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