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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-22
MO RA APPROVED 2020-10-22
TX RA APPROVED 2020-10-22
  • IL RA
    APPROVED
    Since 2020-10-22
  • MO RA
    APPROVED
    Since 2020-10-22
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States

Jefferson City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jefferson City MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jefferson City MO 11/2016 10/2020
Wells Fargo Advisors Financial Network, Llc Jefferson City MO 10/2020 Present
Previous Registrations
Other Businesses

ZERR PROPERTIES LLC, INV RELATED, CENTERTOWN, MO, 100% OWNERSHIP WITH SPOUSE, START 10/26/2020, 20 HRS/MONTH, 0 HRS DURING TRADING, FAMILY FARM GROWING AND SELLING CROPS.; | FINTERIS WEALTH MANAGEMENT LLC, INV RELATED, JEFFERSON CITY, MO, 25% OWNERSHIP, START 10/26/2020, 40 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| ZWM, LLC INV RELATED, JEFFERSON CITY, MO, 100% OWNERSHIP, START 10/26/2020, 10 HRS PER MONTH, 2 HRS DURING TRADING, FINET PRACTICE.| RENTAL PROPERTY; INV RELATED; JEFFERSON CITY, MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.| 3325 EMERALD LANE LLC; NOT INV RELATED; JEFFERSON CITY, MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY.| FINTERIS HOLDING COMPANY LLC, INV RELATED, JEFFERSON CITY, MO, 20% OWNERSHIP, START 10/1/2022, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE.| OZFW LLC; INV RELATED; JEFFERSON CITY, MO; 50% OWNERSHIP; START DATE 05/01/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING; HOLDING COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 1996-09-11
  • S65 Uniform Investment Adviser Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    1996-09-11
Designations

View on SEC IAPD

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