Steven Mortelliti

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-19
NJ	RA	APPROVED	2008-12-08

TX RA
APPROVED_RES

Since 2009-06-19
NJ RA
APPROVED

Since 2008-12-08

Branch Locations

1337 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Northfield	NJ	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Northfield, NJ

Previous Registrations

2004-04-15 → 2008-12-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Egg Harbor Township, NJ

Egg Harbor Township, NJ

Other Businesses

SAM COMMUNICATIONS INVESTMENT LLC / 870C CENTRAL AVE HAMMONTON,NJ 08037 / COMPANY/ INFORMATION TECHNOLOGY / SOLE MEMBER/MANAGER OF LLC / START DATE 10/28/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-18
S63	Uniform Securities Agent State Law Examination	1996-09-13

S65 Uniform Investment Adviser Law Examination

1996-10-18
S63 Uniform Securities Agent State Law Examination

1996-09-13

Other Names

Steve Mortelliti

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews