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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-11-17
TX RA APPROVED 2017-04-11
FL RA APPROVED 2016-08-26
  • KY RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2017-04-11
  • FL RA
    APPROVED
    Since 2016-08-26

Branch Locations

Lewisburg, KY • United States

3312 East State Road 436, Apopka, FL 32703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Apopka FL 08/2016 Present
Raymond James Financial Services Advisors Inc. Apopka FL 08/2016 Present
Previous Registrations
  • 2004-06-21 → 2016-08-29
    Maitland, FL
    Apopka, FL
  • 1998-03-06 → 2004-05-24
    Main Street Management Company
    Maitland, FL
Other Businesses

(1)Name of Business: Address: 430 N Logan School Rd, Lewisburg, KY, 42256, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/03/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Farmer (2)Name of Business: Fischer Wealth Management Address: 3312 East State Road 436, Apopka, FL, 32779, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/28/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: DBA owner - handle all the affairs of s corp servicing (3)Name of Business: Hatchet Creek Tree Farm, LLC Address: 8355 NE 75TH STREET\n, GAINESVILLE, FL, 32609, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 08/21/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of the tract under multiple use concepts that include timber, wildlife habitat, soil and water conservation, recreation, and aesthetics.(1)Name of Business: Address: 430 N Logan School Rd, Lewisburg, KY, 42256, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/03/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Farmer (2)Name of Business: Fischer Wealth Management Address: 3312 East State Road 436, Apopka, FL, 32779, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/28/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: DBA owner - handle all the affairs of s corp servicing (3)Name of Business: Hatchet Creek Tree Farm, LLC Address: 8355 NE 75TH STREET\n, GAINESVILLE, FL, 32609, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 08/21/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management of the tract under multiple use concepts that include timber, wildlife habitat, soil and water conservation, recreation, and aesthetics.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
  • S66 Uniform Combined State Law Examination
    2002-08-27

View on SEC IAPD

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