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17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-12-02 |
Branch Locations
17 Hulfish Street Suite 240, Princeton, NJ 08542 • United States
Chevy Chase, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Washington | DC | 05/2014 | 01/2023 |
| Northern Trust Securities Inc. | Washington | DC | 05/2014 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bethesda | MD | 02/2023 | Present |
| Bank Of America N.A. | Bethesda | MD | 03/2023 | Present |
I*: 2062297 Entity Type: Entity Charitable Name of OBA: Jesuit Volunteer Corps (JVC) USA Address: Baltimore, MD Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/28/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Board Member - offer advice for programs growth.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-26 |
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