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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-25
GA RA APPROVED 2025-05-07
NH RA APPROVED 2024-09-16
MD RA APPROVED 2024-07-09
DE RA APPROVED 2021-10-22
CO RA APPROVED 2021-08-27
NY RA APPROVED 2021-04-16
NC RA APPROVED 2019-11-05
FL RA APPROVED 2019-10-29
MA RA APPROVED 2019-02-25
VA RA APPROVED 2018-02-01
CT RA APPROVED 2018-01-03
AZ RA APPROVED 2017-12-08
SC RA APPROVED 2017-05-15
PA RA APPROVED 2017-02-13
CA RA APPROVED 2015-03-25
NJ RA APPROVED 2009-05-20
  • DC RA
    APPROVED
    Since 2025-08-25
  • GA RA
    APPROVED
    Since 2025-05-07
  • NH RA
    APPROVED
    Since 2024-09-16
  • MD RA
    APPROVED
    Since 2024-07-09
  • DE RA
    APPROVED
    Since 2021-10-22
  • CO RA
    APPROVED
    Since 2021-08-27
  • NY RA
    APPROVED
    Since 2021-04-16
  • NC RA
    APPROVED
    Since 2019-11-05
  • FL RA
    APPROVED
    Since 2019-10-29
  • MA RA
    APPROVED
    Since 2019-02-25
  • VA RA
    APPROVED
    Since 2018-02-01
  • CT RA
    APPROVED
    Since 2018-01-03
  • AZ RA
    APPROVED
    Since 2017-12-08
  • SC RA
    APPROVED
    Since 2017-05-15
  • PA RA
    APPROVED
    Since 2017-02-13
  • CA RA
    APPROVED
    Since 2015-03-25
  • NJ RA
    APPROVED
    Since 2009-05-20

Branch Locations

518 Prospect Ave, Little Silver, NJ 07739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Little Silver NJ 08/2011 Present
Park Avenue Securities Llc Little Silver NJ 08/2011 Present
Guardian Life Insurance Cranford NJ 05/2019 08/2023
Park Avenue Securities Cranford NJ 05/2019 08/2023
Guardian Life Insurance Company Holmdel NJ 08/2023 10/2024
Park Avenue Securities Holmdel NJ 08/2023 10/2024
  • 08/2011 → Present
    Guardian Life Insurance Co Of America
    Little Silver, NJ
  • 08/2011 → Present
    Little Silver, NJ
  • 05/2019 → 08/2023
    Guardian Life Insurance
    Cranford, NJ
  • 05/2019 → 08/2023
    Park Avenue Securities
    Cranford, NJ
  • 08/2023 → 10/2024
    Guardian Life Insurance Company
    Holmdel, NJ
  • 08/2023 → 10/2024
    Park Avenue Securities
    Holmdel, NJ
Other Businesses

1. Non Guardian Products-I sell non Guardian insurance products, Start: 04/14/2009, Address: 518 Prospect Ave. Little Silver, NJ 07739, 5 bus hrs per month, Investment related, 2) Trustee- mother's Trust, Start: 06/09/2022, Address: 18 Daniel Drive Little Silver NJ 07739, 5 total hours per month; 4 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-08
S63 Uniform Securities Agent State Law Examination 1996-08-27
  • S66 Uniform Combined State Law Examination
    2009-05-08
  • S63 Uniform Securities Agent State Law Examination
    1996-08-27
Other Names
  • Shane M Rogers

View on SEC IAPD

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