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Kurt Graham Gustafson

Hartford Funds

Wayne, PA

Sarasota, FL

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Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-06
  • MA RA
    APPROVED
    Since 2025-08-06

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calamos Financial Services Llc Naperville IL 06/2014 05/2022
Genesis Global Trading, Inc New York NY 05/2022 12/2022
Grayscale Securities, Llc Stamford CT 05/2022 12/2022
Harbor Funds Distributors, Inc. Chicago IL 12/2022 03/2025
Harbor Capital Advisors, Inc. Chicago IL 12/2022 03/2025
Hartford Funds Distributors, Llc Wayne PA 06/2025 Present
  • 06/2014 → 05/2022
    Calamos Financial Services Llc
    Naperville, IL
  • 05/2022 → 12/2022
    Genesis Global Trading, Inc
    New York, NY
  • 05/2022 → 12/2022
    Grayscale Securities, Llc
    Stamford, CT
  • 12/2022 → 03/2025
    Harbor Funds Distributors, Inc.
    Chicago, IL
  • 12/2022 → 03/2025
    Harbor Capital Advisors, Inc.
    Chicago, IL
  • 06/2025 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-19
S63 Uniform Securities Agent State Law Examination 1996-11-20
  • S65 Uniform Investment Adviser Law Examination
    2015-08-19
  • S63 Uniform Securities Agent State Law Examination
    1996-11-20
Other Names
  • Kurt G Gustafson

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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