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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 02/2007 | 03/2017 |
| Massmutual Life Insurance Company | Hilton Head | SC | 07/2016 | Present |
| Mml Investors Services, Llc | Hilton Head | SC | 03/2017 | Present |
(1)NAME: DSG INSURANCE SERVICES, INC., INV REL: Y, ADDR: AT RESIDENTIAL ADDRESS, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/1/2000, NO HRS/MO: 5, NO HRS/MO DUR TRADING: 1, DUTIES: DISABILITY, HEALTH, DENTAL (2)NAME: DOUGLAS GRANT, INV REL: Y, ADDR: 245 WINDCHIME DR., WILMINGTON, NC 28412, NATURE: RENTAL INCOME, POSITION: OWNER, START DATE: 7/1/2025, NO HRS/MO: 1, NO HRS/MO DUR TRADING: 1, DUTIES: COLLECT RENT AND ENSURE TAXES AND EXPENESES ARE PAID
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-13 |
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