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Lawrence David Sprung

Cwm, LLC

Hauppauge, NY

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-01
TX RA APPROVED 2020-10-08
  • NY RA
    APPROVED
    Since 2021-02-01
  • TX RA
    APPROVED
    Since 2020-10-08

Branch Locations

140 Adams Avenue Suite B-12, Hauppauge, NY 11788 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitlin Financial, Inc. Hauppauge NY 09/2004 Present
Cwm, Llc Omaha NE 10/2020 Present
Mitlin Financial, Inc. Hauppauge NY 10/2011 01/2021
  • 09/2004 → Present
    Mitlin Financial, Inc.
    Hauppauge, NY
  • 10/2020 → Present
    Omaha, NE
  • 10/2011 → 01/2021
    Mitlin Financial, Inc.
    Hauppauge, NY
Previous Registrations
  • 2002-11-25 → 2004-10-18
    Quick & Reilly, Inc.
    Hicksville, NY
Other Businesses

NAME OF BUSINESS: American Foundation for Suicide Prevention NATURE: Charitable Organization START: 12/1/2009 POSITION: Board Member APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Help drive policy for the organization and I sit on the finance committee of the organization. FIXED INSURANCE NATURE: Insurance START: 10/1/2004 APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC NAME OF BUSINESS: N/A NATURE: Author START: 4/17/2023 POSITION: Author APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Write book NAME OF BUSINESS: Forbes Advisor Banking NATURE: Advisory Board START: 5/6/2024 POSITION: Board Member APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Provide quotes and columns for Forbes NAME OF BUSINESS: Investopedia NATURE: Publication START: 4/22/2024 POSITION: Guest Columnist APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Write quarterly articles NAME OF BUSINESS: Keith Milano Memorial Fund NATURE: Charitable Organization START: 9/1/2005 POSITION: Chair APPX. HRS/MONTH: 4 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Help raise funds and awareness for suicide prevention and mental health NAME OF BUSINESS: North Country's Finest, LLC NATURE: Real Estate START: 10/20/2015 POSITION: Managing Member/Owner APPX. HRS/MONTH: 4 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Managing Member NAME OF BUSINESS: Zacemy Holdings, LLC NATURE: Real Estate START: 1/25/2008 POSITION: Managing Member/Owner APPX. HRS/MONTH: 4 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Managing Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-26
S63 Uniform Securities Agent State Law Examination 1996-08-08
  • S65 Uniform Investment Adviser Law Examination
    1998-08-26
  • S63 Uniform Securities Agent State Law Examination
    1996-08-08
Designations
Other Names
  • M Lawrence David Sprung
  • Larry Sprung

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