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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-04 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
10 Pointe Dr Suite 100, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brea | CA | 05/2015 | 06/2025 |
| Householder Group Estate & Retirement Specialists | Brea | CA | 03/2017 | 10/2024 |
| Wealth Enhancement Group | Brea | CA | 11/2024 | Present |
| Wealth Enhancement Advisory Services | Brea | CA | 11/2024 | Present |
| Wealth Enhancement Brokerage Services | Brea | CA | 11/2024 | Present |
1. 6/10/2020 - SB Group, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/22/2020 - 6 Hours Per Month/0 Hours During Securities Trading. 2. 12/18/2024- Wealth Enhancement Advisory Services- Registered Investment Advisor- I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. INV Related- At Reported Business Location(s)- 09/01/2024- 160 Hours Per Month- 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-21 |
| S66 | Uniform Combined State Law Examination | 1999-12-21 |
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