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Lisa Ann Baker

Rbc Capital Markets, LLC

Edina, MN

Minneapolis, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-13
TX RA APPROVED_RES 2010-02-08
  • MN RA
    APPROVED
    Since 2013-11-13
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Edina MN 03/2008 Present
City National Bank Edina MN 10/2017 01/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-25
  • S66 Uniform Combined State Law Examination
    2000-04-25
Other Names
  • Lisa A Baker
  • Lisa A Nash

View on SEC IAPD

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