Monica Ie Tan

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-05-17

CO RA
APPROVED

Since 2025-05-17

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	09/2006	Present
Tiaa	Denver	CO	09/2006	Present

09/2006 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
09/2006 → Present

Tiaa

Denver, CO

Previous Registrations

2006-07-05 → 2006-09-26

Cetera Advisors Llc

Greenwood Village, CO

Other Businesses

(1) MONICA TAN POSITION: Owner NATURE: Create and maintain blog contents where affiliate links may be included. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2022 ADDRESS: 1312 17th St Unit 2206, Denver CO 80202, United States DESCRIPTION: Create and maintain blog contents.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-17

S66 Uniform Combined State Law Examination

2025-05-17

Other Names

Monica Tan
Monica Ietan

View on SEC IAPD