Dean Minoru Kunihiro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 10/2017
  National Planning Corporation
  Van Nuys, CA
• 10/2017 → 12/2021
  Securities America, Inc.
  Huntington Beach, CA
• 10/2017 → 12/2021
  Securities America Advisors
  Huntington Beach, CA
• 12/2021 → Present
  Lpl Financial Llc
  Santa Clarita, CA

Previous Registrations

• 2017-10-18 → 2021-12-21
  Securities America Advisors, Inc.
  Huntington Beach, CA
  Huntington Beach, CA
• 2009-08-24 → 2017-10-25
  National Planning Corporation
  Van Nuys, CA

Other Businesses

1) 12/2021- ELITE FINANCIAL NETWORK- DBA for LPL Business (entity for LPL business)- inv. related- SANTA CLARITA, CA 2) 12/2021- ELITE FINANCIAL NETWORK- Non-Variable Insurance- Agent selling life, health, LTC, disability- Van Nuys, CA- start date 1997

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-13

Other Names

• Dean Kunihiro