Andrew Parvey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 01/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
• 06/2011 → 01/2023
  Bank Of America, N.A.
  Worcester, MA
• 02/2023 → 03/2024
  J.P. Morgan Securities Llc
  Boston, MA
• 02/2023 → 03/2024
  Jpmorgan Chase Bank, N.A.
  Boston, MA
• 05/2024 → Present
  Lpl Financial
  Boston, MA

Previous Registrations

• 2023-02-03 → 2024-03-27
  J.P. Morgan Securities Llc
  Boston, MA
• 2008-10-31 → 2023-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Worcester, MA
  Wellesley Hills, MA

Other Businesses

1) 05/10/2024-Parvey Capital-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/30/2024-160hrs/mth 2) 01/17/2025 - Medium - Not Investment Related - Other - Writer for Medium - None - Start Date:01/17/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 3) 02/13/2025 - E-Minds - Not Investment Related - Other - Advisor to AI Startup App for Advisors - San Ramon, CA - Start Date:01/17/2025 -5 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-18
• S63 Uniform Securities Agent State Law Examination
  1996-07-26

Other Names

• Andrew David Parvey