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Current Employers
Wilson & Boucher Capital Management, Llc

Orinda, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-01
CA RA APPROVED 2005-02-16
  • TX RA
    APPROVED_RES
    Since 2013-03-01
  • CA RA
    APPROVED
    Since 2005-02-16

Branch Locations

Orinda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilson & Boucher Capital Management, Llc Orinda CA 01/2005 Present
Previous Registrations
  • 1998-12-29 → 2005-04-13
    Sdr Capital Management, Inc.
    San Francisco, CA
Other Businesses

Name: Walnut Creek Police Department (non-investment related) Address: 1666 N. Main St., Walnut Creek, CA 94596 Nature of Business: Law Enforcement Position/start date: Reserve Police Officer, April 17, 2008 Approx. hours worked: 20 hours per month, generally not during securities trading hours Duties: General law enforcement and security at public events. Beginning 10/26/2013 to current, Jim Boucher serves as the Secretary and Treasurer on the Board of Directors for Risoftdev, Inc. (a start-up technology company) located in Moraga, California and incorporated in Wyoming. He also serves as Chief Financial Officer. Limited duties include financial reporting, maintaining company minutes and records, and consulting.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Designations
Other Names
  • Jim Boucher

View on SEC IAPD

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