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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2019-12-05 |
Branch Locations
Los Angeles, CA • United States
777 Taylor St. Suite 1135, Fort Worth, TX 76102 • United States
Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2002 | 08/2018 |
| Pacific Advisory Capital Group, Llc | Los Angeles | CA | 07/2018 | Present |
| Pacific Advisory Capital Group, Llc | Los Angeles | CA | 05/2018 | Present |
| Sootchy Securities, Llc | Los Angeles | CA | 03/2020 | Present |
(1) Pacific Advisory Group, LLC; Consulting; President; 9/13/2017; 5 hours per week; 1 hour per week (during securities trading hours); strategic and operational consulting services to assist clients with growing their revenue base. (2) Pacific Risk Management Group, PLLC; Insurance; Owner; 8/20/2016; 5 hours per week; 1 hour per week (during securities trading hours); Oversee any insurance transactions with clients. (3) Sootchy, Inc.; (previously known as The Goals Company, Inc.) Technology; Owner; 12/18/2018; 5 hours per week; 3 hours per week (during securities trading hours; Work with technology team to develop application and meet with prospective integrators. (4) Powerxis, Inc.; a software technology company owned by David Adefeso (inactive since 09/28/2019). (5) Monami Productions; Entertainment; Reality TV Actor as Self; 9/16/2019; 3 hours per week; 1 hour per week (during securities trading hours); Act on a reality tv show as self.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-19 |
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