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Current Employers
The Pacific Group

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2019-12-05
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2019-12-05

Branch Locations

Los Angeles, CA • United States

777 Taylor St. Suite 1135, Fort Worth, TX 76102 • United States

Sootchy Securities, Llc

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2002 08/2018
Pacific Advisory Capital Group, Llc Los Angeles CA 07/2018 Present
Pacific Advisory Capital Group, Llc Los Angeles CA 05/2018 Present
Sootchy Securities, Llc Los Angeles CA 03/2020 Present
  • 01/2002 → 08/2018
    Axa Advisors, Llc
    New York, NY
  • 07/2018 → Present
    Pacific Advisory Capital Group, Llc
    Los Angeles, CA
  • 05/2018 → Present
    Pacific Advisory Capital Group, Llc
    Los Angeles, CA
  • 03/2020 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

(1) Pacific Advisory Group, LLC; Consulting; President; 9/13/2017; 5 hours per week; 1 hour per week (during securities trading hours); strategic and operational consulting services to assist clients with growing their revenue base. (2) Pacific Risk Management Group, PLLC; Insurance; Owner; 8/20/2016; 5 hours per week; 1 hour per week (during securities trading hours); Oversee any insurance transactions with clients. (3) Sootchy, Inc.; (previously known as The Goals Company, Inc.) Technology; Owner; 12/18/2018; 5 hours per week; 3 hours per week (during securities trading hours; Work with technology team to develop application and meet with prospective integrators. (4) Powerxis, Inc.; a software technology company owned by David Adefeso (inactive since 09/28/2019). (5) Monami Productions; Entertainment; Reality TV Actor as Self; 9/16/2019; 3 hours per week; 1 hour per week (during securities trading hours); Act on a reality tv show as self.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-19
  • S66 Uniform Combined State Law Examination
    2002-03-19
Other Names
  • David Olufemi

View on SEC IAPD

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