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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-05-06 |
| NJ | RA | APPROVED | 2013-01-30 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Port St. Lucie, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Advisor Group, Llc | Deerfield Beach | FL | 12/2012 | Present |
| Lpl Financial, Llc | Deerfield Beach | FL | 01/2013 | Present |
1. 01/10/2013 - GUARDIAN WEALTH GROUP - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 20% - DEERFIELD BEACH, FL. 2. 02/05/2013 - REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR FEE. - (HYBRID) PRIVATE ADVISOR GROUP - TIME SPENT 100% - DEERFIELD BEACH, FL 3. 12/26/2013 - REAL ESTATE RENTAL - 1 SINGLE FAMILY DETACHED HOME. RENTERS ARE NOT CUSTOMERS OF ANY OTHER B/D OR RIA OR LPL, PRIVATE ADVISOR GROUP OR GUARDIAN WEALTH GROUP - 5% OF TIME SPENT - PORT ST LUCIE, FL 4. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Guardian Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/31/2012 - 160 Hours Per Month/50 hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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