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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-05-06
NJ RA APPROVED 2013-01-30
  • FL RA
    APPROVED
    Since 2013-05-06
  • NJ RA
    APPROVED
    Since 2013-01-30

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Port St. Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Advisor Group, Llc Deerfield Beach FL 12/2012 Present
Lpl Financial, Llc Deerfield Beach FL 01/2013 Present
Previous Registrations
  • 2007-05-31 → 2012-12-18
    Aventura, FL
    Aventura, FL
    Fort Mill, SC
  • 2005-05-09 → 2005-08-22
    Uvest Financial Services Group, Inc.
    King Of Prussia, PA
Other Businesses

1. 01/10/2013 - GUARDIAN WEALTH GROUP - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - TIME SPENT 20% - DEERFIELD BEACH, FL. 2. 02/05/2013 - REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR FEE. - (HYBRID) PRIVATE ADVISOR GROUP - TIME SPENT 100% - DEERFIELD BEACH, FL 3. 12/26/2013 - REAL ESTATE RENTAL - 1 SINGLE FAMILY DETACHED HOME. RENTERS ARE NOT CUSTOMERS OF ANY OTHER B/D OR RIA OR LPL, PRIVATE ADVISOR GROUP OR GUARDIAN WEALTH GROUP - 5% OF TIME SPENT - PORT ST LUCIE, FL 4. 12/12/2016 - Private Advisor Group - DBA: (Hybrid) Guardian Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/31/2012 - 160 Hours Per Month/50 hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/12/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-16
S63 Uniform Securities Agent State Law Examination 1996-09-19
  • S65 Uniform Investment Adviser Law Examination
    1996-10-16
  • S63 Uniform Securities Agent State Law Examination
    1996-09-19
Designations
Other Names
  • Christopher D Knight

View on SEC IAPD

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