Stephen Hoi Tak Luk

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → Present
  Ubs Financial Services Inc.
  Menlo Park, CA

Other Businesses

1) NAME OF OTHER BUSINESS:Foster Square 55+ Housing / INVESTMENT RELATED?: Yes / ADDRESS: 1008 Foster Square Lane #303 Foster City California 94404 US/ NATURE OF THE BUSINESS: Landlord of the property/ POSITION:Proprietor / owner/ DUTIES:Maintenance of the Property / START DATE: 11/1/2019

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-29
• S65 Uniform Investment Adviser Law Examination
  1999-10-27