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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-03-14 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 01/2006 | Present |
No. 1) Name of Business: Fort Worth Lions Club. Non-Investment related. Address: 5817 Carolyn Dr., North Richland Hills, TX 76180. Nature of Business: Civic Organization. Does 100% local community service. Position/Title/Relationship: Director. Start Date: 07/01/2016. Hours per month: 3. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Member of a Board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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