John Stephen Schwalbach

Employer firm

Freedom Financial Partners LLC CRD 327560

$378M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2017
  Investments Centers Of America
  Bismarck, ND
• 02/2013 → Present
  Freedom Financial Partners, Llc
  Woodbury, MN
• 09/2017 → 02/2020
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 09/2017 → 11/2018
  Cetera Advisor Networks
  El Segundo, CA
• 02/2020 → Present
  Advisornet Wealth Management
  Minneapolis, MN

Previous Registrations

• 2020-02-28 → 2024-01-16
  Advisornet Wealth Partners
  Oakdale, MN
  Minnetonka, MN
• 2017-09-15 → 2020-10-28
  United Capital Financial Advisors
  Woodbury, MN
  Oakdale, MN
• 2013-02-27 → 2017-09-18
  Investment Centers Of America, Inc.
  Bismarck, ND
  Woodbury, MN

Other Businesses

1) FFP Insurance, LLC; Not investment related; Oakdale, MN; a licensed insurance agency; Co-President and insurance agent; 12/2019; 5 hours/month, all during trading hours; Duties are the sales and servicing of insurance products to clients. 2) I AM AN INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTINSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. I MAY RECEIVE COMPENSATION FROM INSURANCE COMPANIES FOTHE SALES OF INSURANCE PRODUCTS TO CLIENTS OR OTHER INDIVIDUALS. 3) Trustee for family trust. Spends approximately 1 hour a month on this, occasionally during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-03-03

Designations

• Certified Financial Planner

Other Names

• John S Schwalbach