Chi John Duong

Current Employers

Employment History

• 08/2015 → 02/2020
  Lumina Foundation For Education
  Indianapolis, IN
• 02/2022 → Present
  Kind Capital Securities Llc
  Indianapolis, IN
• 01/2022 → 01/2025
  Weild & Co.
  New York, NY
• 10/2023 → Present
  Ivy Capital Management Llc
  Indianapolis, IN
• 03/2025 → Present
  Finalis Securities Llc
  New York, NY
• 02/2020 → Present
  Kind Capital Llc
  Indianapolis, IN

Other Businesses

1.) Kind Capital LLC; Not investment-related; 557 N College Ave, Ste 2, Indianapolis, IN, 46202; This entity provides consulting services related to impact investing.Founder & CEO / Owner; 02/01/2020; 20 hours per month, 0 during trading hours; I provide leadership and oversight, including consulting services on projects 2.) Kind Capital Advisors LLC; Not investment-related; 1557 N College Ave, Ste 2, Indianapolis, IN, 46202; This entity provides access to an expert network through a subscription and fractional executive services, consulting services that are NOT related to impact investing; Founder & CEO / Owner; 02/01/2022; 1 hr a WEEK on average; I provide leadership and oversight to members 3.) Kind Capital Securities LLC; investment-related; 1557 N College Ave, Ste 2, Indianapolis, IN, 46202; This entity provides any advisory or securities-related business connected to a broker-dealer affiliation (Finalis); Founder & CEO / Owner; 02/01/2022; 5- 15 hrs a week on average; I provide securities-related activities as an investment banker to clients and leadership for the firm 4.) Global Communities; Not investment-related; 7700 Wisconsin Ave #1100, Bethesda, MD, 20814; Non-Government Organization (NGO) that provides humanitarian aid in over 30 countries to development communities and refugees as well as microfinanceVice Chair Board Member, Investment Committee member / Volunteer; 10/01/2018; 2-10 hrs a MONTH on average; I provide leadership and oversight to the executive leadership team 5.) LEAP Together; Not investment-related201 S. DIVISION STREET, STE. 400, ANN ARBOR, MI, 48104Nonprofit I launched to support underserved entrepreneurs; Founder / Volunteer; 02/01/2021; 0 hours per month; I provide oversight 6.) Omnisicient Holdings, LLC; Not investment-related; 1557 N College Ave, Ste 2, Indianapolis, IN, 46202; This entity owns an AirBnB rental property managed by an outsourced property manager, and sells my self-published book on impact investing as well as hobby photography online. I also use this entity to make any personal investments.; Founder & CEO / Owner05/01/2016; Up to 5 hrs a MONTH on average; I don't spend time on this except when the property manager has questions about my property that need my attention

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-11-19
• S63 Uniform Securities Agent State Law Examination
  2022-01-22

Other Names

• John Duong
• Chi John Duong
• Chi J Duong