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Tricia Lynn Vandersnick

Ameriprise Financial Services, LLC

Geneseo, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-20
IL RA APPROVED 1997-12-04
  • TX RA
    APPROVED_RES
    Since 2020-10-20
  • IL RA
    APPROVED
    Since 1997-12-04

Branch Locations

100 S State St, Geneseo, IL 61254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Geneseo IL 09/2005 03/2020
Ameriprise Financial Services, Llc Geneseo IL 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-10
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S65 Uniform Investment Adviser Law Examination
    1998-08-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Other Names
  • Tricia Lynn Roman

View on SEC IAPD

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