Steve S Fernandes

Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 02/2021
  Riversource Investments
  Minneapolis, MN
• 05/2010 → 02/2021
  Riversource Fund Distributors, Inc.
  Boston, MA
• 12/2021 → 09/2022
  Citizens Securities, Inc
  Westwood, MA
• 12/2021 → 09/2022
  Citizens Bank, N.A
  Johnston, RI
• 05/2010 → 02/2021
  Columbia Management Investment, Inc
  Boston, MA
• 02/2021 → 11/2021
  Unemployed
  Cumberland, RI
• 09/2022 → Present
  Columbia Management Investment Distributors, Inc.
  Boston, MA

Previous Registrations

• 2022-01-06 → 2022-09-20
  Citizens Securities, Inc.
  Johnston, RI
  Johnston, RI
• 2010-05-01 → 2021-10-08
  Columbia Management Investment Advisers, Llc
  Minneapolis, MN
  Boston, MA
• 2005-05-24 → 2010-05-01
  Bofa Advisors, Llc
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-13
• S63 Uniform Securities Agent State Law Examination
  1997-02-11

Other Names

• Steve Santos Fernandes
• Steve S Fernandes
• Steve Fernandes