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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

126 W. Franklin St., Chapel Hill, NC 27516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Greensboro NC 04/2013 11/2016
Wells Fargo Clearing Services, Llc Greensboro NC 11/2016 12/2020
First Horizon Chapel Hill NC 12/2020 Present
Lpl Financial Llc Chapel Hill NC 08/2025 Present
Previous Registrations
  • 2020-12-07 → 2025-08-21
    First Horizon Advisors, Inc.
    Raleigh, NC
    Chapel Hill, NC
    Chapel Hill, NC
  • 2013-04-25 → 2020-12-08
    Greensboro, NC
    Burlington, NC
  • 2010-09-23 → 2013-04-24
    Ftb Advisors, Inc.
    Memphis, TN
  • 2003-07-04 → 2012-03-30
    First Horizon Advisors, Inc.
    Greensboro, NC
    Winston Salem, NC
    Greensboro, NC
    Winston Salen, NC
    Winston Salem, NC
  • 2003-02-25 → 2003-06-17
    Cuna Brokerage Services, Inc.
    Durham, NC
  • 2001-12-31 → 2003-01-27
    Greensboro, NC
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-15
S65 Uniform Investment Adviser Law Examination 1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
Designations
Other Names
  • Taylor Townes
  • Taylor Townes

View on SEC IAPD

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