Kenneth Lawrence Agee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 01/2018
  Questar Capital Corporation
  Minneapolis, MN
• 09/2011 → 02/2018
  Questar Asset Management
  Minneapolis, MN
• 02/2018 → 05/2023
  Sagepoint Financial, Inc.
  Lake Charles, LA
• 06/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  True North Resource
  Lake Charles, LA
• 06/2015 → Present
  Agee Financial Group Llc
  Lake Charles, LA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2025 → Present
  Disaster Aid Usa
  Lake Charles, LA

Previous Registrations

• 2018-02-20 → 2023-06-12
  Osaic Services, Inc.
  Lake Charles, LA
  Lake Charles, LA
  Houston, TX
• 2011-09-14 → 2018-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Lake Charles, LA
• 2011-03-09 → 2011-09-15
  National Planning Corporation
  Lake Charles, LA
  Glastonbury, CT
• 2003-08-06 → 2011-02-11
  Qa3 Financial Llc
  Lake Charles, LA

Other Businesses

1. NAME OF OTHER BUSINESS: DISASTER AID USA INVESTMENT RELATED: NO ADDRESS: 900 RYAN ST, STE 304, NATURE OF BUSINESS: DISASTER RELIEF CHARITY START DATE: 05/2025, LAKE CHARLES, LA 70601, POSITION/TITLE/RELATIONSHIP: CO-FOUNDER/BOARD MEMBER/EXECUTIVE DIR APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LEADING, OPERATING, GROWING, AND REPRESENTING DISASTER AID USA - ENSURING THE ORGANIZATION IS READY TO RESPOND TO DISASTERS EFFICIENTLY, SUSTAINABLY FUNDED, PROFESSIONALLY MANAGED, AND PUBLICLY RECOGNIZED 2. NAME OF OTHER BUSINESS: DISASTER AID INTERNATIONAL INVESTMENT RELATED: NO ADDRESS: 9817 LANHAM SEVERNA RD LANHAM MD NATURE OF BUSINESS: DISASTER RELIEF CHARITY START DATE: 06/2010 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: STRATEGIC PLANNING ON TRAINING, AND TYPES OF PROJECTS TO TAKE ON. ALSO INSURE ASSOCIATION COUNTRIES ARE FOLLOWING THE BYLAWS. 3. NAME OF OTHER BUSINESS: TRUE NORTH RESOURCE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SELLING HUMANITARIAN AID SUPPLIES AND MY REFUGEE TENT I DESIGNED, START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: OWNER MANAGER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TALKING TO NGO AND SUPPLIES AND CONNECTING THE TWO 4. NAME OF OTHER BUSINESS: AGEE FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR AND RUN DAY TO BUSINESS ACTIVES

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-25
• S63 Uniform Securities Agent State Law Examination
  1998-02-04

Other Names

• Larry Agee
• Kenneth Laurence Agee