Jason Lee Buck

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2020
  Interocean Capital, Llc
  Chicago, IL
• 10/2020 → 05/2024
  Interocean Capital Group, Llc
  Chicago, IL
• 05/2024 → Present
  Focus Partners Wealth, Llc
  Boston, MA

Previous Registrations

• 2020-10-14 → 2024-07-30
  Interocean Capital
  Fishers, IN
  Nashville, TN
  Fishers, IN
• 2016-04-13 → 2020-10-14
  Interocean Capital, Llc
  Chicago, IL
• 2004-11-05 → 2016-04-22
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Winnetka, IL
  Northbrook, IL

Exams

• S66 Uniform Combined State Law Examination
  2004-09-10
• S63 Uniform Securities Agent State Law Examination
  2000-01-18

Designations

• Certified Financial Planner