Inactive

Jason Lee Buck

Focus Partners Wealth, LLC

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Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-05-17
IL	RA	APPROVED	2024-05-01
IN	RA	APPROVED	2024-05-01

MO RA
APPROVED

Since 2024-05-17
IL RA
APPROVED

Since 2024-05-01
IN RA
APPROVED

Since 2024-05-01

Branch Locations

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Interocean Capital, Llc	Chicago	IL	04/2016	10/2020
Interocean Capital Group, Llc	Chicago	IL	10/2020	05/2024
Focus Partners Wealth, Llc	Boston	MA	05/2024	Present

04/2016 → 10/2020

Interocean Capital, Llc

Chicago, IL
10/2020 → 05/2024

Interocean Capital Group, Llc

Chicago, IL
05/2024 → Present

Focus Partners Wealth, Llc

Boston, MA

Previous Registrations

2020-10-14 → 2024-07-30

Interocean Capital

Fishers, IN

Nashville, TN

Fishers, IN
2016-04-13 → 2020-10-14

Interocean Capital, Llc

Chicago, IL
2004-11-05 → 2016-04-22

Charles Schwab & Co., Inc.

Fishers (Indianapolis), IN

Indianapolis, IN

Fishers (Indianapolis), IN

Fishers (Indianapolis), IN

Winnetka, IL

Northbrook, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-10
S63	Uniform Securities Agent State Law Examination	2000-01-18

S66 Uniform Combined State Law Examination

2004-09-10
S63 Uniform Securities Agent State Law Examination

2000-01-18

Designations

View on SEC IAPD

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