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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| CA | RA | APPROVED | 2010-08-23 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Irvine | CA | 08/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
3-HOAG HOSPTIAL 552 CLUB; NEWPORT BEACH /CA; BOARD MEMBER OF 552 CLUB; HOSPITAL; LESS THAN 1 IS DEVOTED DURING TRADING AND NON TRADING HOURS PER WEEK. 4-UCI CENTER OF REAL ESTATE; CA; FOUNDING BOARD MEMBER; UNIVERSITY; LESS THAN 1 HOUR PER WEEK IS DEVOTED DURING TRADING AND NON TRADING HOURS 5-KINGDOM ADVISORS; ATLANTA, GA; MEMBER; EDUCATION AND COACHING; 1 HOUR IS DEVOTED PER WEEK DURING TRADING AND NON TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-18 |
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