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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-19 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Walnut Creek | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1 WALNUT CREEK CHAMBER OF COMMERCE PARTICIPATE 2 YOUNG LEADERS DIVISION, JEWISH COMMUNITY FEDERATION VP CAMPAIGN *606374 - Investments & Wealth Institute; Investment related: No; Greenwood Village, Colorado; Professional association ; Board Member:Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 5; After business hours: 0; Business Development/Growth 3. Abate Med, Inc; Investment related; DELAWARE; Biotech drug development; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 1; Attend board meetings and oversee the executive team to make sure they are executing on the company's strategic plan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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