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Amy M Banks

Wells Fargo Clearing Services, LLC

Statesboro, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-03-18
  • GA RA
    APPROVED
    Since 2016-03-18

Branch Locations

35 S Main St [Profit Formula], Statesboro, GA 30458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-16
S63 Uniform Securities Agent State Law Examination 1997-08-28
  • S66 Uniform Combined State Law Examination
    2016-03-16
  • S63 Uniform Securities Agent State Law Examination
    1997-08-28
Other Names
  • Amy Marie Borja

View on SEC IAPD

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Other Offices

SYNOVUS SECURITIES, INC. · STATESBORO, GA
EDWARD JONES · STATESBORO, GA
PARK AVENUE SECURITIES LLC · StatesboroG, GA
LPL FINANCIAL LLC · STATESBORO, GA
AMERIPRISE FINANCIAL SERVICES, LLC · STATESBORO, GA
SAFE HARBOR FINANCIAL PLANNING & INVESTMENT ADVISORY, LLC · STATESBORO, GA
SOUND VIEW WEALTH ADVISORS GROUP, LLC · Statesboro, GA
CHRISTIAN VALUES INVESTING, INC. · STATESBORO, GA

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