Patrick William Casey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Chicago, IL
• 11/2016 → 08/2024
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2024 → 08/2025
  Unemployed
  Chicago, IL
• 11/2025 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2004-01-05 → 2024-08-27
  Wells Fargo Clearing Services, Llc
  Chicago, IL
  St. Louis, MO
  St. Louis, MO
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Richmond, VA
  Chicago, IL
• 2003-08-20 → 2003-12-31
  Spc
  Des Plaines, IL

Other Businesses

I*2813320Entity Type: Fiduciary roleName of OBA: S.D.C. Declaration of TrustAddress: Schaumburg IllinoisInvestment Related: NoPosition, Title, Association: Co-TrusteeStart Date:04/04/2024No Hours: 2 MonthlyNo Hours during trading:0 Duties: Co-Trustee for Parents I*2813323Entity Type: For ProfitName of OBA: L.P. 1W, LLCAddress: Chicago IllinoisInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberStart Date:08/29/2016No Hours: 0 No Hours during trading:0 Duties: The LLC was created to manage an investment property. The property was sold on 10/25/2021. The LLC only remains open for for tax filing purposes and should be terminated by year-end; there has been no activity in the LLC since the property was sold in 2021. No remaining responsibilities related to the LLC. The entity only remains open for tax-filing purposes and should be terminated by year-end. The LLC was created to manage an investment property that was sold in 2021. I*2813324Entity Type: For ProfitName of OBA: Lakeside Properties, LLCAddress: Chicago IllinoisInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberStart Date:08/01/2015No Hours: 0 No Hours during trading: 0 Duties: The LLC was created to manage an investment property. The property was sold on 10/25/2021 and the LLC only remains open for tax-filing purposes. It is anticipated that the LLC will be closed/terminated by year-end. No responsibilities related to the activity. The LLC was created to manage an investment property that was sold in 2021. The LLC only remains open for tax-filing purposes and should be terminated/closed by year-end. I*2815276Entity Type: Fiduciary roleName of OBA: S.D.C.Address: Schaumburg IllinoisInvestment Related: NoPosition, Title, Association: Power of Attorney Start Date:2024No Hours: 2 MonthlyNo Hours during trading: 0 Duties: Power of Attorney for Parents I*4646277, Entity Type: , Name of OBA: MLPF& S CUST FPO S D C IRA FBO S D C, Address: Schaumburg, Illinois, 60193, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/02/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4646278, Entity Type: , Name of OBA: MLPF& S CUST FPO S D C IRA FBO S D C, Address: Schaumburg, Illinois, 60193, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/02/2026, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2001-09-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-17