Ann T Rieder

Current Employers

Employment History

• 08/2015 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 09/2020
  Securities America, Inc.
  Lake Bluff, IL
• 09/2016 → 09/2020
  Securities America Advisors, Inc.
  Lake Bluff, IL
• 09/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 08/2015 → Present
  Regatta Wealth Management
  Lake Bluff, IL
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  Regata Wealth Sports And Entertainent
  Denver, CO

Previous Registrations

• 2016-09-23 → 2020-09-08
  Securities America Advisors, Inc.
  Lake Bluff, IL
• 2015-08-26 → 2016-09-23
  Wall Street Financial Group, Inc.
  Lake Bluff, IL
  Lake Bluff, IL
  Victor, NY
• 2014-03-27 → 2015-11-16
  Vennwell, Llc
  Lake Forest, IL
• 2011-10-06 → 2013-12-20
  Hightower Advisors, Llc
  Chicago, IL
• 2009-06-01 → 2011-10-10
  Morgan Stanley
  Orland Park, IL
  San Francisco, CA
  Oakbrook Terrace, IL
  Oak Brook, IL
• 1999-01-01 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA
  Orland Park, IL
  San Francisco, CA

Other Businesses

1. NAME OF OTHER BUSINESS: REGATTA WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2015 ; POSITION/TITLE/RELATIONSHIP: FOUNDER / PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING. INVESTMENT MANAGEMENT & LIFE INSURANCE PRODUCTS ; 2. NAME OF OTHER BUSINESS: JUNIOR ACHIEVEMENT ; INVESTMENT RELATED: NO ADDRESS: 651 W. WASHINGTON BLVD, STE 404, CHICAGO, IL 60661 ; NATURE OF BUSINESS: PUBLIC SERVICES ; START DATE: 08/2018 ; POSITION/TITLE/RELATIONSHIP: VOLUNTEER TEACHER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: TEACH PERSONAL FINANCE TO INNER CITY CHICAGO STUDENTS ; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND LONG TERM CARE ; 4. NAME OF OTHER BUSINESS: NATIONAL FOOTBALL LEAGUE PLAYERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1133 20TH ST, NW WASHINGTON, DC 20036; NATURE OF BUSINESS: NFL ADVISOR REFERRAL PROGRAM; START: 10/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX # OF HRS/WK & DUR TRD HRS: 4; DUTIES: PROGRAM IS ESTABLISHED TO GIVE NFL PLAYERS ADDITIONAL LAYER OF PROTECTION WHEN SELECTING A FINANCIAL ADVISOR. USED FOR PROSPECTING NEW CLIENTS AFFILIATED WITH THE NFL; 5. NAME OF OTHER BUSINESS: REGATA WEALTH SPORTS AND ENTERTAINENT ; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/7/2026 ; POSITION/TITLE/RELATIONSHIP: FOUNDER & President; APXb NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-28
• S63 Uniform Securities Agent State Law Examination
  1997-01-08

Designations

Other Names

• Ann Rajchel Tilley