Andrew David Riggle

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-04-08 → 2015-10-08
  Cetera Advisors Llc
  Fairfax, VA
  Hanover, PA

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START 2002, 10 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE. (2) NAME OF OTHER BUSINESS: RIGGLE WEALTH GROUP, LLC DBA RIGGLE & ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; (3) NAME OF OTHER BUSINESS: RCM INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 100 FILBERT ST., HANOVER, PA 17331; NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE PROPERTY WITH RENT, EXPENSES AND OTHER ITEMS; (4) NAME OF OTHER BUSINESS: VNA OF HANOVER AND SPRING GROVE ; INVESTMENT RELATED: NO ; ADDRESS: 440 MADISON ST, HANOVER PA 17331 ; NATURE OF BUSINESS: ENDOWMENT BOARD ; START DATE: 04/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR THE MANAGEMENT OF THE AFFAIRS OF THE ENDOWMENT ; (5) NAME OF OTHER BUSINESS: DATAW ISLAND OWNER'S ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OWNER'S ASSOCIATION; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: JOINT COMMITTEE THAT FORMULATES AN APPROPRIATE INVESTMENT STRATEGY & TO SELECT, MONITOR, & ADMINISTER INVESTMENT MANAGERS IN THEIR MANAGEMENT OF ASSETS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-24
• S63 Uniform Securities Agent State Law Examination
  1996-10-24

Designations

Other Names

• Andy Riggle