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Scotty Ferguson

J.P. Morgan Securities LLC

Elkhart, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

3530 Cassopolis Street, Elkhart, IN 46514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Elkhart IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Elkhart IN 02/2005 Present
Previous Registrations
  • 2009-04-21 → 2012-10-01
    Chase Investment Services Corp.
    Elkhart, IN
    Nappanee, IN
    Elkhart, IN
  • 2008-10-01 → 2009-05-05
    J.P. Morgan Securities Llc
    Elkhart, IN
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Elkhart, IN
  • 2005-04-07 → 2006-09-27
    Banc One Securities Corporation
    Eklhart, IN
    Chicago, IL
    Elkhart, IN
  • 2003-05-22 → 2005-02-07
    Wells Fargo Investments, Llc
    Santa Fe, NM
  • 2002-10-17 → 2003-06-13
    Choreo, Llc
    San Antonio , TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1996-07-30
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1996-07-30
Other Names
  • Scotty Alan Ferguson

View on SEC IAPD

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Other Offices

FIFTH THIRD SECURITIES, INC. · ELKHART, IN
RAYMOND JAMES & ASSOCIATES, INC. · ELKHART, IN
EDWARD JONES · ELKHART, IN
EDWARD JONES · ELKHART, IN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ELKHART, IN
OSAIC WEALTH, INC. · ELKHART, IN
UNITED CAPITAL FINANCIAL ADVISORS · ELKHART, IN
UNITED CAPITAL FINANCIAL ADVISORS · ELKHART, IN

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