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Philip John Ortolani

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

CRD 2768358

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-30
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2016-09-30
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 10/2009 Present
Bank Of America, Na Florham Park NJ 11/2009 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Morristown, NJ
    Warren , NJ
    Warren, NJ
    Florham Park, NJ
  • 2002-09-06 → 2004-10-20
    Quick & Reilly, Inc.
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-28
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S65 Uniform Investment Adviser Law Examination
    2002-01-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Other Names
  • Philip John Otrolani

View on SEC IAPD

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Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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