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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| AZ | RA | APPROVED | 2023-12-15 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Gilbert | AZ | 02/2023 | Present |
| Esi | Scottddale | AZ | 09/2022 | 02/2023 |
| Unemployed | Indian Wells | CA | 10/2020 | 08/2022 |
| Commerce Dept, U.S. Census 2020 | La Qunita | CA | 07/2020 | 10/2020 |
| Unemployed | Indian Wells | CA | 07/2010 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-18 |
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