Thomas L Scott

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2018 → Present
  Wells Fargo Clearing Services, Llc
  San Diego, CA

Previous Registrations

• 2009-06-01 → 2018-05-21
  Morgan Stanley
  Carlsbad, CA
• 2008-08-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Carlsbad, CA
• 2001-02-08 → 2008-08-22
  Ubs Financial Services Inc.
  Carlsbad, CA
  Carlsbad, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, VISTA, CA, 100% OWNERSHIP, START 2/15/2009, 2 HOURS PER MONTH, .3 DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, CARLSBAD, CA. 100% OWNERSHIP, START 10/10/2018, 2 HOURS/MONTH, 0 DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, OCEANSIDE, CA, 85% OWNERSHIP, START 10/1/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, SCREEN TENANTS AND COLLECT RENT. RENTAL PROPERTY; INV RELATED; OCEANSIDE, CA; 85% OWNERSHIP; START 10/1/2020; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV RELATED; WINSTON-SALEM, NC; 100% OWNERSHIP; START 05/20/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-02

Other Names

• Thomas Leroy Scott