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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-28 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica | Plano | TX | 10/2014 | 11/2020 |
| Hilltop Securities Inc. | Dallas | TX | 12/2020 | Present |
1] DRAG Ventures formally dba Velofix Dallas Franchise, Non investment-related , Dallas, Tx, Currently operating as a shell company with no new transactions awaiting final tax an admin items for shutdown, President, Start Date 8/1/2024, 8 hrs/per month non-business hours, 0 hrs/per week business hours, Closing out business currently operating as a shell company with no new transactions awaiting final tax an admin items for shutdown.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-24 |
| S65 | Uniform Investment Adviser Law Examination | 2004-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
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