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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Fairfield, CT • United States

869 Washington Blvd, Stamford, CT 06901-2903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Fairfield CT 05/2008 09/2021
Prudential Annuities Distributors, Inc. Shelton CT 05/2008 09/2016
Prudential Investment Management Services, Llc Fairfield NJ 10/2016 09/2021
Fidelity Investments Stamford CT 09/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2008 → 09/2021
    The Prudential Insurance Company Of America
    Fairfield, CT
  • 05/2008 → 09/2016
    Prudential Annuities Distributors, Inc.
    Shelton, CT
  • 10/2016 → 09/2021
    Prudential Investment Management Services, Llc
    Fairfield, NJ
  • 09/2021 → Present
    Fidelity Investments
    Stamford, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-10 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2009-12-22
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2009-12-22
Other Names
  • Drew Miller

View on SEC IAPD

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