Karen Anne Reynolds-Sharkey

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 11/2020 → Present
  City National Securities, Inc.
  New York, NY

Previous Registrations

• 2010-03-15 → 2020-11-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY

Other Businesses

I*126775 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cradles to Crayons Investment related: N Address of business: Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Advisory Board Member, Start date of relationship: 9/3/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Founder's Council - helping to bring this organization to NYC. They have locations in Boston, Philadelphia and Chicago.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-12
• S63 Uniform Securities Agent State Law Examination
  1997-01-08

Other Names

• Karen Anne Reynolds