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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Capital Bank Dallas TX 04/2014 08/2021
Texas Capital Bank Private Wealth Advisors Dallas TX 01/2019 08/2021
Cwm, Llc Colleyville TX 08/2021 07/2022
Cetera Advisor Networks Llc El Segundo CA 08/2021 06/2022
Kingswood Capital Partners, Llc Dallas TX 01/2019 08/2021
Raymond James Financial Services Advisors, Inc Dallas TX 01/2015 12/2018
Raymond James Financial Services, Inc. Dallas TX 01/2015 12/2018
Avantax Investment Services Inc. Dallas TX 10/2022 09/2025
Avantax Advisory Services Dallas TX 10/2022 09/2025
Golden Gift Wealth Management Llc Dallas TX 08/2022 11/2022
Golden Gift Wealth Management Llc Dallas TX 08/2022 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Dallas TX 10/2023 09/2025
Cetera Wealth Services, Llc Dallas TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/2014 → 08/2021
    Texas Capital Bank
    Dallas, TX
  • 01/2019 → 08/2021
    Dallas, TX
  • 08/2021 → 07/2022
    Colleyville, TX
  • 08/2021 → 06/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2019 → 08/2021
    Kingswood Capital Partners, Llc
    Dallas, TX
  • 01/2015 → 12/2018
    Dallas, TX
  • 01/2015 → 12/2018
    Raymond James Financial Services, Inc.
    Dallas, TX
  • 10/2022 → 09/2025
    Avantax Investment Services Inc.
    Dallas, TX
  • 10/2022 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 08/2022 → 11/2022
    Golden Gift Wealth Management Llc
    Dallas, TX
  • 08/2022 → Present
    Golden Gift Wealth Management Llc
    Dallas, TX
  • 10/2023 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Dallas, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-10-17 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Dallas, TX
  • 2021-08-24 → 2022-08-19
    Colleyville, TX
    Omaha, NE
    Southlake, TX
  • 2019-01-04 → 2021-08-18
    Dallas, TX
  • 2015-01-06 → 2018-12-31
    Dallas, TX
  • 2009-11-10 → 2014-03-31
    1St Global Advisors Inc
    Dallas, TX
  • 2006-06-16 → 2006-06-20
    Banc One Securities Corporation
    Dallas, TX
  • 2004-01-02 → 2004-11-02
    Securities America Advisors, Inc.
    Dallas, TX
Other Businesses

1) GOLDEN GIFT WEALTH MANAGEMENT LLC POSITION: Manager NATURE: Provide advice and financial services, strategies and solutions to individuals, corporations. We provide financial planning, investments, insurance, legacy planning, mediation, and business advisory services. Advice or services are provided on anhourly, by project, monthly, quarterly, subscription service or based on an assets under management basis. The company sells insurance products for asset and income protection. The insurance products include life, disability, long term care, group life, business overhead expense insurance and fixed annuities on a commission basis. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/11/2022 ADDRESS: 806 Glen Oaks Blvd, Dallas TX 75232, United States DESCRIPTION: I am involved with managing the day to day operations of the business. This includes providing financial advice and services to clients and prospects, developing marketing and sales strategy for new prospects and clients, insuring the company is fiscally compliant and responsible, identifying potential CPA tax advisor partnerships for tax planning, and speaking on basic financial literacy topics.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-27
S63 Uniform Securities Agent State Law Examination 1996-07-31
  • S66 Uniform Combined State Law Examination
    2010-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-07-31
Designations
Other Names
  • Diarra Koro Williams
  • Diarra Williams

View on SEC IAPD

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