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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-25
OH RA APPROVED 2023-11-20
  • TX RA
    APPROVED_RES
    Since 2026-08-25
  • OH RA
    APPROVED
    Since 2023-11-20

Branch Locations

5600 Blazer Pkwy Ste 300, Dublin, OH 43017 • United States

Columubus, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Independence OH 10/2023 Present
Principal Securities, Inc Independence OH 10/2023 Present
104.9 The River Radio Station Gahanna OH 07/2016 07/2018
Rock City Church Hilliard OH 07/2018 06/2026
Dostal And Kirk Powell OH 07/2026 Present
  • 10/2023 → Present
    Principal Life Insurance Co
    Independence, OH
  • 10/2023 → Present
    Independence, OH
  • 07/2016 → 07/2018
    104.9 The River Radio Station
    Gahanna, OH
  • 07/2018 → 06/2026
    Rock City Church
    Hilliard, OH
  • 07/2026 → Present
    Dostal And Kirk
    Powell, OH
Previous Registrations
  • 2009-04-24 → 2011-04-05
    Invest Financial Corporation
    Worthington, OH
  • 2005-10-18 → 2009-04-21
    Fsc Securities Corporation
    Jacksonville, FL
    Ft. Pierce, FL
    Grove City, OH
    Worthington, OH
    Worthington, OH
    Worthington, OH
  • 2005-05-25 → 2005-10-07
    Sunset Financial Services, Inc.
    Columbus, OH
  • 2003-06-17 → 2005-05-19
    Columbus, OH
  • 2003-01-30 → 2003-06-02
    Columbus, OH
Other Businesses

**FIXED INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2024 ADDRESS: 5600 Blazer Parkway Suite 300, Dublin OH 43017, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, Health and group benefits. **DOSTAL AND KIRK (DBA) POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2026 ADDRESS: 9783 Fairway Blvd. Suite A, Powell OH 43065, United States DESCRIPTION: Insurance and Financial Services including fixed life, disability, long term care insurance, fixed annuities, PPN- Fixed insurance through various carriers. Registered investments through Principal Securities -- Previously approved DBA Dostal and Kirk.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-18
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S66 Uniform Combined State Law Examination
    2023-11-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01
Designations
Other Names
  • Dax James Welshimer

View on SEC IAPD

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