Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-30 |
| RI | RA | APPROVED | 2022-01-27 |
Branch Locations
3 Route 39, Sherman, CT 06784 • United States
100 Franklin St, Boston, MA 02110 • United States
50 N Main St, Kent, CT 06757 • United States
1000 Highland Avenue, Needham, MA 02494 • United States
6 Gay Street, Sharon, CT 06069 • United States
637 Main Street, Somers, CT 06071 • United States
84 Central Street, Wellesley, MA 02482 • United States
66 North Main St., Suffield, CT 06078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | North Smithfield | RI | 08/2020 | 10/2021 |
| Webster Bank | North Kingstown | RI | 10/2021 | Present |
| Lpl Financial Llc | North Kingstown | RI | 01/2022 | Present |
| Citigroup Global Markets Inc. | La Jolla | CA | 05/2007 | 08/2020 |
1)01/21/2022 - Webster Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/21/2022 - WEBSTER BANK - Financial Institution Duties - Inv Rel - At Reported Business Location(s) - Start: 10/2021 - 140 Hr/Mth 3)01/21/2022 - Real Estate Rental - Owner - San Diego, CA - Inv Rel Start: 09/2021 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-04 |
Reach out to this advisor