Willie Joe Howard

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2020
  Investacorp Inc
  Miami, FL
• 06/2011 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Richmond, TX
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Richmond, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Richmond, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Richmond, TX

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Richmond, TX
  Richmond, TX
• 2011-06-10 → 2020-07-17
  Investacorp Advisory Services Inc
  Richmond, TX
  Richmond, TX
• 2007-03-03 → 2011-05-04
  Edward Jones
  Houston, TX

Other Businesses

FRED DOUGLASS COMMUNITY DEVELOPMENT CORPORATION POSITION: President NATURE: The purpose of the organization is to advance the social and economic well-being of individuals and families in Jacksonville, TX area. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2009 ADDRESS: P. O. Box 8194, Jacksonville TX 75766, United States DESCRIPTION: Oversee the entire operation of the organization including serving as the chairperson of the board of directors and the executive committee, presides over all meetings of the board of directors and executive committee, and the annual business meeting of the organization. FRED DOUGLASS ALUMNI ASSOCIATION POSITION: Past President NATURE: The purpose of the organization is keep the alumni together (school reunions), develop and promote educational activities, and support community actions for the betterment of youth and young adults. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/26/2003 ADDRESS: P. O. Box 174, Jacksonville TX 75766, United States DESCRIPTION: I am now a board member as a past president. I jointly oversees the activities of the organization. CHRISTIAN ENTREPRENEURIAL ORGANIZATION (CEO) OF WINDSOR VILLAGE UNITED METHODIST CHURCH POSITION: Past President, Consultant NATURE: The purpose of the Christian Entrepreneurial Organization (CEO) is to equip individuals with planning skills and biblical principles to help them in both their personal and business success. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 6011 West Orem Drive, Houston TX 77085, United States DESCRIPTION: I am Past President. I stepped down as President in/or about 2013. I act as a sounding board for new leadership and is available to help the organization gain insights and advice to solve issues or explore new opportunities. INSURANCE PRODUCT SALES POSITION: Financial Advisor/Ageng NATURE: Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 06/15/1996 ADDRESS: 1603 Martin Lake Dr, Suite 100, Richmond TX 77406, United States DESCRIPTION: Offer insurance products. HOWARD INVESTMENT SERVICES POSITION: Investment Advisor Representative NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/23/2007 ADDRESS: 1603 Martin Lake Dr, Suite 100, Richmond TX 77406, United States DESCRIPTION: I currently have no advisory clients. When the opportunity presents itself, I will offer advisory services. DBA - Howard Investment Services

Exams

• S66 Uniform Combined State Law Examination
  2007-02-23
• S63 Uniform Securities Agent State Law Examination
  1996-08-15

Other Names

• Willie J Howard