David Patrick Keator

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-10-30
NJ	RA	APPROVED	2019-10-17
TX	RA	APPROVED	2019-10-17

MA RA
APPROVED

Since 2019-10-30
NJ RA
APPROVED

Since 2019-10-17
TX RA
APPROVED

Since 2019-10-17

Branch Locations

North Falmouth, MA • United States

218 Main Street, Lenox, MA 01240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Lenox	MA	09/2005	10/2019
Raymond James Financial Services, Inc.	Lenox	MA	10/2019	Present
Raymond James Financial Services Advisors, Inc.	Lenox	MA	10/2019	Present

09/2005 → 10/2019

Wells Fargo Advisors Financial Network Llc

Lenox, MA
10/2019 → Present

Raymond James Financial Services, Inc.

Lenox, MA
10/2019 → Present

Raymond James Financial Services Advisors, Inc.

Lenox, MA

Previous Registrations

2005-10-12 → 2019-10-21

Wells Fargo Advisors Financial Network, Llc

Pittsfield, MA

Lenox, MA
2000-11-15 → 2005-09-12

Wells Fargo Clearing Services, Llc

Pittsfield, MA

Other Businesses

(1)Name of Business: Ehandale Corp, LLC Address: PO Box 2431, Lenox, MA, 01240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/22/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: manager (2)Name of Business: joint ownership of investment property with spouse Address: PO Box 2431, Lenox, MA, 01240, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: personal property rental (3)Name of Business: Keator Group, LLC Address: 218 Main St, Lenox, MA, 01240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Partner - Manager (4)Name of Business: Lenox 218 Real Estate LLC Address: 218 Main S, Lenox, MA, 01240, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 07/22/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manager (5)Name of Business: MA Economic Advisory Coordinating Council Address: State House, Boston, MA, 02133, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 03/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-10
S63	Uniform Securities Agent State Law Examination	1996-09-18

S65 Uniform Investment Adviser Law Examination

1998-08-10
S63 Uniform Securities Agent State Law Examination

1996-09-18

View on SEC IAPD